The St. Louis-based investment bank has set aside provisions but said it can't “state with certainty that a settlement will ...

Eric Lyon, a former senior managing director, B. Riley Wealth Management, jumped to Kestra Investment Services at the start ...

A lawyer in the case says his legal team was able to present text messages showing a Stifel wealth manager had been touting complex structured notes as low-risk investments.

“This financial advisor fits squarely within the findings of the SEC settlement,” Erez said. “A scenario in which Stifel failed to enforce and supervise is very evident and applicable in ...

The SEC’s settlement order with Stifel, Nicolaus & Co., for instance, said that in its investigation the commission found ...

Amalgamated Bank decreased its holdings in Stifel Financial Corp. (NYSE:SF – Free Report) by 18.3% in the third quarter, ...

Dime Community Bancshares, Inc. is the holding company for Dime Community Bank, a New York State-chartered trust company with ...

The Price to Earnings (P/E) ratio, a key valuation measure, is calculated by dividing the stock's most recent closing price by the sum of the diluted earnings per share from continuing operations ...

Stifel Financial Corp. provides securities brokerage, investment banking, trading, investment advisory and related financial services. It operates through the following segments: Global Wealth ...

Stifel Financial posted records for both clients assets and asset management revenues in the third quarter while also adding nearly 30 advisors. The St. Louis-based independent broker-dealer ...

Covestor Ltd increased its position in Jabil Inc. (NYSE:JBL – Free Report) by 262.2% in the third quarter, according to the ...

In addition, the Company has granted the underwriters a 30-day option to purchase up to an additional 585,937 shares of ...