According to SEC Enforcement Director Gurbir Grewal, Qatalyst Partners did not have to pay a monetary penalty because it self ...

US regulators levied more than $118 million in penalties against several financial firms for failing to keep employees’ ...

The investment bank recently announced that it has entered into a non-binding commitment for a debt financing of the B. Riley ...

The SEC’s crackdown on texting and the use of unauthorized messaging apps has continued with 12 municipal advisors being charged more than $1.3 million in combined fines, as well as six nationally ...

Thursday was another great day for the markets”—both the Dow Jones Industrial Average and S&P 500 notched record closes, ...

Stifel's Barry Bannister said that the non-farm payroll six-month diffusion index just crossed below a "recession trigger ...

With Alex David leaving Stifel, what does that say about the independent brokerage business there,” asks one brokerage executive.

In a report released today, Bill Papanastasiou from Stifel Nicolaus maintained a Hold rating on Bitfarms (BITF – Research Report), with a ...

B. Riley (RILY) stock jumps 6.6% on news of potential sale of wealth management business to Stifel Financial (SF).

In a report released today, Justin Keywood from Stifel Nicolaus maintained a Buy rating on ATS Corporation (ATS – Research Report), with ...

Fintel reports that on September 17, 2024, Stifel upgraded their outlook for Lattice Semiconductor ( NasdaqGS:LSCC) from Hold ...

According to SEC Enforcement Director Gurbir Grewal, Qatalyst Partners did not have to pay a monetary penalty because it self-reported the results of its investigation.